In the News

9/2012

SEC Provides Relief to Family Offices Under Dodd-Frank

  • picture of Miles Padgett
    Miles Padgett

Historically, most single-family offices have been exempt from registration as investment advisors under the Investment Advisers Act of 1940 (Advisers Act) due to the private advisor exemption, which exempted an advisor with fewer than 15 clients. September/October 2012. Download

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